Domenic Matthew Dipiero
Professional Summary
Domenic Matthew Dipiero, who also goes by Domenic Matthew Dipiero III, is a registered financial advisor currently at NEWPORT CAPITAL GROUP, LLC located in Red Bank, New Jersey and NCG SECURITIES LLC located in Red Bank, New Jersey. Domenic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Domenic has worked at 5 firms and has passed the Series 66, Series 62, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Domenic Matthew Dipiero Iii
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
NEWPORT CAPITAL GROUP, LLC
Contact Information
Main Address
12 Broad Street 5th Floor, Red Bank, NJ, 07701Phone Number
(732) 741-8400# of Employees
18SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
414AUM (Assets Under Management)
$1,280,731,315Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NEWPORT CAPITAL GROUP, LLC
State Registrations and Notice Filings
(10/27/2014)
(7/12/2016)
(1/3/2011)
(6/24/2013)
(6/24/2016)
(10/22/2014)
(10/15/2014)
(9/18/2007)
(5/30/2013)
(7/12/2016)
(10/15/2014)
(6/24/2016)
(12/21/2011)
(11/17/2014)
(10/28/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Domenic Matthew Dipiero's CRS (Customer Relationship Summary).
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