Paul J. Zuckerberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joel Zuckerberg was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1970. Paul had worked at 5 firms and has passed the Series 63, Series 5, PC, Series 14, Series 4, Series 54FN and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 1995 - April 28, 2003
GOLDIS FINANCIAL GROUP, INC.
October 11, 1994 - March 21, 1995
ADLER COLEMAN & CO., INC.
August 25, 1978 - April 3, 1980
GORSETMAN & CO.
December 10, 1971 - January 29, 1994
MARCUS SCHLOSS & CO., INC.
March 6, 1970 - December 10, 1971
IRWIN SCHLOSS & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/16/1981
Interest Rate Options ExaminationPC
Date: 5/1/1979
AMEX Put and Call ExamSeries 54FN
Date: 7/6/1978
Municipal Securities Financial and Operations Principal ExaminationSeries 40
Date: 2/27/1970
Registered Principal ExaminationCurrent Firm
GOLDIS FINANCIAL GROUP, INC.
CRD#: 16444 / SEC#: , 8-33975
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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