Andrew J. Pulsfort
THE PROSPERITY PEOPLE
Bellevue, KY 41073
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CRD#: 4772615
Professional summary
Andrew James Pulsfort, CFP® is a registered financial advisor currently at THE PROSPERITY PEOPLE located in Bellevue, Kentucky.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Pulsfort's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 5, 2006 - Present
THE PROSPERITY PEOPLE
Office #1: 601 Fairfield Avenue, Bellevue, KY 41073RIA
CRD#: 124957
Bellevue, KY
Past
June 4, 2004 - January 3, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
CINCINNATI, OH
Past
April 13, 2004 - January 3, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 13, 2004 - January 3, 2006
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PROSPERITY PEOPLE
MACKEY ADVISORS | THE WEALTH ADVISORY TEAM, LLC | THE PROSPERITY PEOPLE | THE ADVISORY TEAM, LLC DBA MACKEY ADVISORS CPAS | THE ADVISORY TEAM, LLC | THE ADVISORY TEAM FINANCIAL SERVICES COMPANY, LLC | PROSPERITY PUBLISHING, LLC | MOHR FINANCIAL SERVICES, INC. | MACKEY INC.
CRD#: 124957 / SEC#: 801-123671
RIA
Registered Investment Advisory firm - (4/8/2022 Approved)Kentucky
Registered Investment Advisory firm - (4/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (4/14/2022 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(1/5/2006)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TP
THE PROSPERITY PEOPLE
MACKEY ADVISORS | THE WEALTH ADVISORY TEAM, LLC | THE PROSPERITY PEOPLE | THE ADVISORY TEAM, LLC DBA MACKEY ADVISORS CPAS | THE ADVISORY TEAM, LLC | THE ADVISORY TEAM FINANCIAL SERVICES COMPANY, LLC | PROSPERITY PUBLISHING, LLC | MOHR FINANCIAL SERVICES, INC. | MACKEY INC.
CRD#: 124957 / SEC#: 801-123671
RIA
Registered Investment Advisory firm - (4/8/2022 Approved)Kentucky
Registered Investment Advisory firm - (4/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (4/14/2022 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Fairfield Avenue, Bellevue, KY 41073
Mailing Address
Phone number
(859) 331-7755
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 520 |
| AUM (Assets Under Management) | $ 130,700,000 |
Red Flags
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Company Information
THE PROSPERITY PEOPLE
CRD#: 124957Bellevue, KY 41073TRUST BUT VERIFY
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