Lee Elena

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CRD#: 4772606

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lee Elena, who also goes by Elena Lee, Elena Ponomaryova, was a registered financial professional .

Lee is a previously registered financial professional and started their career in finance in 2004. Lee had worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elena Lee | Elena Ponomaryova

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER AND PRESIDENT OF EDELWEISS CONSULTING, INC, A BUSINESS VALUATION, NON-INVESTMENT RELATED BUSINESS. THE ADDRESS IS 480 SW FOREST PL, ISSAQUAH, WA. APPROXIMATELY 20 HOURS A MONTH. NOT DURING SECURITY TRADING HOURS. DUTIES INCLUDE CREATING PRIVATE BUSINESS VALUATION REPORTS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 18, 2020 - December 5, 2023

SYNERGY ASSET MANAGEMENT, LLC

RIA

CRD#: 117201

BELLEVUE, WA

Past

May 26, 2004 - July 11, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNERGY ASSET MANAGEMENT, LLC

CRD#: 117201 / SEC#: 801-64132

RIA

Registered Investment Advisory firm - (4/8/2005 Approved)

California

Registered Investment Advisory firm - (4/12/2005 Terminated)

Washington

Registered Investment Advisory firm - (4/12/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/2/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/25/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SYNERGY ASSET MANAGEMENT, LLC

CRD#: 117201 / SEC#: 801-64132

RIA

Registered Investment Advisory firm - (4/8/2005 Approved)

California

Registered Investment Advisory firm - (4/12/2005 Terminated)

Washington

Registered Investment Advisory firm - (4/12/2005 Terminated)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(206) 386-5455

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	5,659
AUM (Assets Under Management)	$ 1,052,439,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lee Elena

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SYNERGY ASSET MANAGEMENT, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

SYNERGY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/2004

Series 6

Date: 5/25/2004

Current Firm

SYNERGY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYNERGY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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