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HH

Han-joe Huang

INLAND SECURITIES
Oak Brook, IL 60523
Some features on this profile are disabled
CRD#: 4772566
HH

Professional summary

Han-joe Huang, who also goes by Han-joe Huang, Joe Huang, Han Joe Huang, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.

Han-joe is registered as a RR (Registered Representative) and started their career in finance in 2004. Han-joe has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Han-Joe Huang | Joe Huang | Han Joe Huang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Han-joe Huang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

INLAND SECURITIES CORPORATION

Office #1: 2901 Butterfield Road, Oak Brook, IL 60523
BD
CRD#: 15807
Oak Brook, IL
Past

January 23, 2025 - April 22, 2026

ACC SECURITIES, LLC

BD
CRD#: 167019
DALLAS, TX
Past

July 28, 2023 - October 16, 2024

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Allen, TX
Past

April 7, 2023 - October 16, 2024

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Allen, TX
Past

August 9, 2022 - March 21, 2023

AEI SECURITIES, INC.

BD
CRD#: 6158
ST. PAUL, MN
Past

August 10, 2007 - June 30, 2022

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

August 13, 2004 - April 12, 2005

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DALLAS, TX
Past

August 13, 2004 - April 12, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

June 15, 2004 - October 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HOUSTON, TX
Past

May 31, 2004 - October 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/11/2026)
RR
Alaska
(5/11/2026)
RR
Arizona
(5/11/2026)
RR
Arkansas
(5/11/2026)
RR
California
(5/11/2026)
RR
Colorado
(5/11/2026)
RR
Connecticut
(5/11/2026)
RR
Delaware
(5/11/2026)
RR
District of Columbia
(5/11/2026)
RR
Florida
(5/11/2026)
RR
Georgia
(5/11/2026)
RR
Hawaii
(5/11/2026)
RR
Idaho
(5/11/2026)
RR
Illinois
(5/11/2026)
RR
Indiana
(5/11/2026)
RR
Iowa
(5/11/2026)
RR
Kansas
(5/11/2026)
RR
Kentucky
(5/11/2026)
RR
Louisiana
(5/11/2026)
RR
Maine
(5/11/2026)
RR
Maryland
(5/11/2026)
RR
Massachusetts
(5/11/2026)
RR
Michigan
(5/11/2026)
RR
Minnesota
(5/11/2026)
RR
Mississippi
(5/11/2026)
RR
Missouri
(5/11/2026)
RR
Montana
(5/11/2026)
RR
Nebraska
(5/11/2026)
RR
Nevada
(5/11/2026)
RR
New Hampshire
(5/11/2026)
RR
New Jersey
(5/11/2026)
RR
New Mexico
(5/11/2026)
RR
New York
(5/11/2026)
RR
North Carolina
(5/11/2026)
RR
North Dakota
(5/11/2026)
RR
Ohio
(5/11/2026)
RR
Oklahoma
(5/11/2026)
RR
Oregon
(5/11/2026)
RR
Pennsylvania
(5/11/2026)
RR
Puerto Rico
(5/11/2026)
RR
Rhode Island
(5/11/2026)
RR
South Carolina
(5/11/2026)
RR
South Dakota
(5/11/2026)
RR
Tennessee
(5/11/2026)
RR
Texas
(5/11/2026)
RR
Utah
(5/11/2026)
RR
Vermont
(5/11/2026)
RR
Virgin Islands
(5/11/2026)
RR
Virginia
(5/11/2026)
RR
Washington
(5/11/2026)
RR
West Virginia
(5/11/2026)
RR
Wisconsin
(5/11/2026)
RR
Wyoming
(5/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/27/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/16/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/14/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/21/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INLAND SECURITIES CORPORATION
INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION

CRD#: 15807 / SEC#: , 8-32775

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...

Contact information

Main Address
2901 Butterfield Road, Oak Brook, IL 60523
Mailing Address
2901 Butterfield Road, Oak Brook, IL 60523
Phone number
(630) 218-8000
Established
Delaware since 08/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INLAND REAL ESTATE INVESTMENT CORPORATIONCORPORATION
CHERESO, ANTHONY JOSEPHDIRECTOR5289928
HRTANEK, CATHLEEN MAY-ORBANDIRECTOR7886681
KASPRZAK, DAVID EDWARDPRINCIPAL, EXECUTIVE VICE PRESIDENT2651202
LYNCH, CATHERINE LYNNCHIEF FINANCIAL OFFICER & DIRECTOR2584621
TUCEK, AMY CATHERINEVICE PRESIDENT & CHIEF COMPLIANCE OFFICER2021342

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INLAND SECURITIES CORPORATION

CRD#: 15807Oak Brook, IL 60523

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