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HH

Han-joe Huang

ACC SECURITIES
Dallas, TX 75254
Some features on this profile are disabled
CRD#: 4772566
HH

Professional summary

Han-joe Huang, who also goes by Han-joe Huang, Joe Huang, Han Joe Huang, is a registered financial professional currently at ACC SECURITIES, LLC located in Dallas, Texas.

Han-joe is registered as a RR (Registered Representative) and started their career in finance in 2004. Han-joe has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Han-Joe Huang | Joe Huang | Han Joe Huang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: selling insurance products approved through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/29/2023 ADDRESS: 1504 N Greenville Ave, Suite 150, Allen TX 75002, United States DESCRIPTION: meet with clients, discuss insurance product needs and provide best options 2) JOE HUANG ACTOR POSITION: actor NATURE: actor for roles in television shows, movies, and/or commercials INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/24/2023 ADDRESS: 3529 Bahama Dr, Plano TX 75074, United States DESCRIPTION: portray characters such as doctors, lawyers, law enforcement officers, etc. to help bring scenes to life

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Han-joe Huang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2025 - Present

ACC SECURITIES, LLC

Office #1: 14180 Dallas Parkway Suite 350, Dallas, TX 75254
BD
CRD#: 167019
Dallas, TX
Past

July 28, 2023 - October 16, 2024

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Allen, TX
Past

April 7, 2023 - October 16, 2024

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Allen, TX
Past

August 9, 2022 - March 21, 2023

AEI SECURITIES, INC.

BD
CRD#: 6158
ST. PAUL, MN
Past

August 10, 2007 - June 30, 2022

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

August 13, 2004 - April 12, 2005

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DALLAS, TX
Past

August 13, 2004 - April 12, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

June 15, 2004 - October 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HOUSTON, TX
Past

May 31, 2004 - October 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/23/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/27/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/16/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/14/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/21/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ACC SECURITIES, LLC
ACC SECURITIES, LLC

CRD#: 167019 / SEC#: , 8-69239

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254
Mailing Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254
Phone number
(214) 217-7754
Established
Texas since 09/16/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLCAPCORP, LTD. CO. D/B/A ALLEGIANCE CAPITAL CORP.MEMBER
ALLEGIANCE M&A, INC.MEMBER
MAHMOOD, SHANE FERRISPRESIDENT/CCO7226342
TURNER, TIMOTHY PALMCFO/FINOP2021869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACC SECURITIES, LLC

CRD#: 167019Dallas, TX 75254

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