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JR

Jessica L. Roberts

Some features on this profile are disabled
CRD#: 4772448
JR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jessica L. Roberts, CFP®, who also goes by Jessica L. Porter, Jessica Lee Porter, Jessica Porter, Jessica Lee Roberts, Jessica Roberts, was a registered financial professional .

Jessica is a previously registered financial professional and started their career in finance in 2006. Jessica had worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jessica L. Porter | Jessica Lee Porter | Jessica Porter | Jessica Lee Roberts | Jessica Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

October 24, 2017 - May 12, 2021

ARIES WEALTH MANAGEMENT, LLC

RIA
CRD#: 175477
PORTLAND, ME
Past

August 24, 2010 - December 16, 2016

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BOSTON, MA
Past

August 23, 2010 - December 16, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOSTON, MA
Past

October 16, 2006 - June 18, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
PORTLAND, ME
Past

September 11, 2006 - June 18, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARIES WEALTH MANAGEMENT, LLC
ARIES WEALTH MANAGEMENT | ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477 / SEC#: 801-86180

RIA
Registered Investment Advisory firm - (4/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/7/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/30/2013
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/18/2013
General Securities Sales Supervisor - General Module Examination

Current Firm

AW
ARIES WEALTH MANAGEMENT, LLC
ARIES WEALTH MANAGEMENT | ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477 / SEC#: 801-86180

RIA
Registered Investment Advisory firm - (4/17/2015 Approved)
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Contact information

Main Address
70 Center Street 2nd Floor, Portland, ME 04101
Mailing Address
Phone number
(207) 536-0530
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - ARIES WEALTH MANAGEMENT, LLC (3/19/2026)

Regulatory assets under management

Total Number of Accounts497
AUM (Assets Under Management)$ 658,598,502

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/19/2025
Cover Page
Report
10/25/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477

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