EC

Edward B. Connelly

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CRD#: 4772272
EC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Bernard Connelly was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 2004. Edward had worked at 2 firms and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 11, 2006 - April 11, 2013

OBS FINANCIAL

RIA
CRD#: 138615
CONCORD, CA
Past

April 16, 2004 - August 18, 2006

OBS BROKERAGE SERVICES, INC.

RIA
CRD#: 104281
DAMASCUS, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


OF
OBS FINANCIAL
ADVISORTRADZ | TRUSTAXYS | OBS FINANCIAL SERVICES, INC. | OBS FINANCIAL ADVISORS | OBS FINANCIAL | HERITAGE FINANCIAL ADVISORS

CRD#: 138615 / SEC#: 801-65110

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Contact information


Main Address
1655 Grant St 10th Floor, Concord, CA 94520
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


OBS FINANCIAL

CRD#: 138615

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