Richard L. Cullen

RLC CAPITAL MANAGEMENT

Hollywood, CA

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CRD#: 4772079

Professional summary

Richard Larsen Cullen is a registered financial advisor currently at RLC CAPITAL MANAGEMENT located in Hollywood, California and CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC located in Mendocino, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Larsen Cullen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2012 - Present

RLC CAPITAL MANAGEMENT

RIA

CRD#: 152801

Hollywood, CA

Current

April 24, 2013 - Present

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167195

MENDOCINO, CA

Past

July 8, 1997 - May 26, 2011

CULLEN, FORTIER ASSET MANAGEMENT

RIA

CRD#: 104876

ENCINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

CRD#: 167195 / SEC#: 801-80324

RIA

Registered Investment Advisory firm - (9/24/2014 Approved)

California

Registered Investment Advisory firm - (12/17/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

CRD#: 167195 / SEC#: 801-80324

RIA

Registered Investment Advisory firm - (9/24/2014 Approved)

California

Registered Investment Advisory firm - (12/17/2014 Terminated)

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Contact information

Main Address

Mendocino, CA

Mailing Address

Phone number

(917) 885-5382

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC (8/20/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 173,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard L. Cullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Larsen Cullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

RLC CAPITAL MANAGEMENT

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

CULLEN, FORTIER ASSET MANAGEMENT

Primary Firm SEC Registration

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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