ME
Myron D. Erstad
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CRD#: 4771925
ME
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myron Dale Erstad was a registered financial professional .
Myron is a previously registered financial professional and started their career in finance in 2004. Myron had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Ascent Financial;investment related;12 Civic Center Plaza,#1645,Mankato,MN 56001;comprehensive financial services of consulting;registered representative,securities manager;2/20/2019;25-30 hrs/month;6 hrs during trading;provide complete wealth management,retirement planning,securities services to Ascent Financial clients 2)OTHER INSURANCE SERVICES/SALES;NOT INVESTMENT RELATED;VARIED;INSURANCE SERVICES/SALES;PRODUCER/AGENT;3/2014;65-70 HRS/MONTH;2-5 HRS DURING TRADING;SOLICIT GROUP BENEFITS TO INCLUDE: HEALTH,LIFE,LTC,VISION,DENTAL INSURANCE,ETC. 3)ERSTAD FINANCIAL,LLC;NOT INVESTMENT RELATED;211 Cardinal Drive, Mankato MN 56001, Insruance Services and products, misc individual and group insurance and benefits. Principal 04/21/2023 11-20 hours/month during non business hours, 6-10 hours/month during business hours. 4)LEGAL SHIELD;NOT INVESTMENT RELATED;ONE PRE-PAID WAY,ADA,OK 74820;GROUP LEGAL & ID THEFT BENEFITS;INDEPENDENT AGENT;4/2014;8-10 HRS/MONTH;LESS THAN 1 HR DURING TRADING;PART OF THE GROUP BENEFITS PACKAGE THAT I OFFER TO BUSINESSES 5)Armbruster Exec & Employee Benefits;not investment related;health insurance-group;referral agent;2013;0-2 hrs/month;0 hrs during trading;refer AEEB to my business relationships 6) CROSSVIEW COVENANT CHURCH; 2000 Howard Dr W, North Mankato, MN 56003; Not investment related: Volunteer; Stewardship Committee Member; 11/16/2017; 1-2 hours per month; zero trade hours; I've volunteered to served in any capacity at the church. I was elected to serve on the stewardship committee; 7) MINERAL WATER SOLUTIONS, LLC; 931 Madison Ave; Not investment related; specialized water production- Marketing only; Co-CEO w/ my son; 11/30/2017; Zero hours per month; zero hours per day; purchasing a possible business w/ my 3 children and 3 other partners. No solicitation of clients for any reason. My role is to assist any oversee children in this endeavor, and then step away. Very little time will be spent on this at this point; 8)World Wide Expense Reduction Advisors;not investment related;2909 Hennepin Ave S,Minneapolis,MN 55408;advocate for businesses in expense mgmt;independent agent;2/2018;4-6 hrs/month;1 hr during trading;referral in nature only, coordination of conference calls and meetings with my business clients,primarily oversee sons as they conduct business. 9) Concorde Asset Management. Investment related. Livonia, MI. Investment Advisor Rep of RIA firm. Start date: May 2022. Full time during trading. 10) Amplify Jordan MN, not investment related, 1-5 hours/month, performs Health Insurance Dependent Eligibility Verification audits for businesses along with Onsite Utility Services Capital that benchmarks utility costs and works with the business to upgrade equipment, utilizing their own capital in exchange for a contingency on the expenses reduced. There is typically no cost to the business for the equipment upgrades, only cost savings, company utilizes Attentive Health & Wellness to provide the IRS compliant health and wellness benefit that is funded entirely by tax savings afforded by the ACA. The concept used was written up in the January 2021 issue of the CPA Journal. Businesses save on average $500 per employee per year, while employees are afforded a robust health and wellness program as well as additional ancillary benefits with no reduction in their paycheck, provide referral services.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 23, 2022 - December 31, 2023
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Mankato, MN
Past
May 12, 2022 - May 13, 2022
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Mankato, MN
Past
May 12, 2022 - December 31, 2023
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Mankato, MN
Past
April 1, 2014 - May 13, 2022
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Mankato, MN
Past
March 31, 2014 - May 13, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
Mankato, MN
Past
January 8, 2014 - April 1, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MANKATO, MN
Past
January 3, 2013 - April 1, 2014
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MANKATO, MN
Past
January 4, 2012 - January 22, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MANKATO, MN
Past
May 4, 2004 - January 5, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MANKATO, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
