Bobby N. Liu
Professional summary
Bobby Nmn Liu, who also goes by Bobby Liu, is a registered financial professional currently at M.D. SASS SECURITIES, L.L.C. located in New York, New York.
Bobby is registered as a RR (Registered Representative) and started their career in finance in 2011. Bobby has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bobby Nmn Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2006 - Present
M.D. SASS SECURITIES, L.L.C.
Office #1: 55 West 46th Street, Suite 2801, New York, NY 10036Office #2: 55 West 46th Street Suite 2801, New York, NY 10036-2699September 6, 2011 - December 31, 2017
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2025)
(10/6/2025)
(10/3/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
M.D. SASS SECURITIES, L.L.C.
CRD#: 139760 / SEC#: , 8-67246
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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