Timothy J. Debruyne

THE MOSAIC FINANCIAL GROUP

CHICAGO, IL 60611

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CRD#: 4771785

Professional summary

Timothy John Debruyne is a registered financial advisor currently at THE MOSAIC FINANCIAL GROUP, LLC located in Chicago, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Timothy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Debruyne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2004 - Present

THE MOSAIC FINANCIAL GROUP, LLC

Office #1: One East Erie Street Suite 630, Chicago, IL 60611

RIA

CRD#: 109816

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MOSAIC FINANCIAL GROUP, LLC

CRD#: 109816 / SEC#: 801-58120

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/28/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2004

Uniform Investment Adviser Law Examination

Current Firm

THE MOSAIC FINANCIAL GROUP, LLC

CRD#: 109816 / SEC#: 801-58120

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

303 E. Wacker Drive Suite 1675, Chicago, IL 60601

Mailing Address

Phone number

(312) 255-5490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2 BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	569
AUM (Assets Under Management)	$ 898,494,961

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
12/11/2023	Cover Page	Report
02/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Debruyne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Debruyne's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE MOSAIC FINANCIAL GROUP, LLC

Primary Firm SEC Registration

THE MOSAIC FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2004

Current Firm

THE MOSAIC FINANCIAL GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE MOSAIC FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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