Peter A. Gulli

OLYMPIA ADVISORS LLC

Greenville, SC

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CRD#: 4771537

Professional summary

Peter Anthony Gulli, who also goes by Peter A Gulli, is a registered financial advisor currently at OLYMPIA ADVISORS LLC located in Greenville, South Carolina.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Peter has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter A Gulli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Anthony Gulli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2024 - Present

OLYMPIA ADVISORS LLC

RIA

CRD#: 330035

Greenville, SC

Past

April 10, 2023 - April 16, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Stamford, CT

Past

October 20, 2021 - April 16, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Stamford, CT

Past

November 16, 2010 - June 2, 2021

DALTON, GREINER, HARTMAN, MAHER & CO., LLC

RIA

CRD#: 130913

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/20/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2021

Securities Industry Essentials Examination

Current Firm

OLYMPIA ADVISORS LLC

CRD#: 330035 / SEC#:

South Carolina

Registered Investment Advisory firm - (3/25/2024 Approved)

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Contact information

Main Address

Greenville, SC

Mailing Address

Phone number

(646) 285-6495

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 18,696,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter A. Gulli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Anthony Gulli's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLYMPIA ADVISORS LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

DALTON, GREINER, HARTMAN, MAHER & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/2021

Series 7TO

Date: 10/20/2021

SIE

Date: 9/21/2021

Current Firm

OLYMPIA ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OLYMPIA ADVISORS LLC

TRUST BUT VERIFY

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