Frederick F. Sloneker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Field Sloneker was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2007. Frederick had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2017 - November 19, 2019
CENTERSTAR ASSET MANAGEMENT, LLC
October 27, 2015 - November 27, 2017
SPIDERROCK ADVISORS, LLC
February 9, 2010 - September 21, 2012
SPIDERROCK EXS, LLC
January 22, 2009 - February 1, 2010
TD OPTIONS LLC
January 12, 2007 - August 29, 2008
TD OPTIONS LLC
Primary Firm SEC Registration
CENTERSTAR ASSET MANAGEMENT, LLC
CRD#: 289928 / SEC#: 801-111786
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTERSTAR ASSET MANAGEMENT, LLC
CRD#: 289928 / SEC#: 801-111786
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 115,097,747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
