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KV

Kelly M. Viergutz

FORESIDE FINANCIAL SERVICES

Portland, ME 04101

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CRD#: 4771430

Professional summary

Kelly Marie Viergutz, who also goes by Kelly Marie Belken Miss, Kelly Marie Belken, Kelly Marie VIergutz, Kelly Viergutz, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and IMST DISTRIBUTORS, LLC located in Portland, Maine.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 2006. Kelly has worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Kelly Marie Belken Miss | Kelly Marie Belken | Kelly Marie Viergutz | Kelly Viergutz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Marie Viergutz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2021 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 148477

Portland, ME

Current

December 20, 2021 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 130745

Portland, ME

Current

December 20, 2021 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103848

Portland, ME

Current

December 20, 2021 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 46106

Portland, ME

Current

December 20, 2021 - Present

NORTHERN FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 45943

Portland, ME

Current

December 20, 2021 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 35682

Portland, ME

Current

December 20, 2021 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 31334

Portland, ME

Current

December 20, 2021 - Present

PARNASSUS FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 15883

Portland, ME

Current

December 20, 2021 - Present

FORESIDE DISTRIBUTION SERVICES, L.P.

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 15634

Portland, ME

Current

December 20, 2021 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 7174

Portland, ME

Current

December 15, 2023 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 147382

Portland, ME

Current

July 16, 2025 - Present

SMEAD FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 173734

Portland, ME

Current

July 16, 2025 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 25938

Portland, ME

Current

September 16, 2025 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103934

Portland, ME

Past

December 20, 2021 - December 31, 2022

STERLING CAPITAL DISTRIBUTORS, LLC

BD

CRD#: 103934

Milwaukee, WI

Past

December 20, 2021 - October 11, 2023

COMPASS DISTRIBUTORS, LLC

BD

CRD#: 172662

Milwaukee, WI

Past

April 12, 2013 - January 27, 2020

QUASAR DISTRIBUTORS, LLC

BD

CRD#: 103848

MILWAUKEE, WI

Past

August 1, 2007 - February 27, 2013

ALPS DISTRIBUTORS, INC.

BD

CRD#: 16853

MILWAUKEE, WI

Past

March 29, 2006 - July 31, 2007

HEARTLAND INVESTOR SERVICES, LLC

BD

CRD#: 29693

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Nevada
(8/4/2023)

RR

North Carolina
(8/4/2023)

RR

Wisconsin
(12/20/2021)

Exams

State Security Law Exam

RR

Series 63

Date: 4/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/10/2007

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 3/28/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 4/4/2022

General Securities Principal Examination

Principal/Supervisory Exam

RR

Series 26

Date: 5/24/2013

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

RR

FINRA

Current Firm

SC

STERLING CAPITAL DISTRIBUTORS, LLC

ABN AMRO DISTRIBUTION SERVICES (USA), INC. | STERLING CAPITAL DISTRIBUTORS, LLC | STERLING CAPITAL DISTRIBUTORS, INC. | BB&T AM DISTRIBUTORS, INC. | ASTON FUNDS DISTRIBUTORS, INC.

CRD#: 103934 / SEC#: , 8-52396

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	CHIEF COMPLIANCE OFFICER / VP / TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934Portland, ME 04101

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