Jesse A. Fitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Alan Fitz was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2004. Jesse had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - November 16, 2022
RIVERSIDE CAPITAL MANAGEMENT, L.L.C.
May 17, 2004 - December 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
April 2, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 2, 2004 - December 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIVERSIDE CAPITAL MANAGEMENT, L.L.C.
CRD#: 149315 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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