Edward S. Devine
Professional summary
Edward Stephen Devine III, CFP®, who also goes by Edward Stephen Devine, is a registered financial advisor currently at ROTH BUILDER INVESTMENTS located in Chula Vista, California.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Edward has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Stephen Devine III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2021 - Present
ROTH BUILDER INVESTMENTS
April 4, 2016 - January 18, 2018
CREATIVE PLANNING
October 24, 2014 - March 8, 2017
STRONGHOLD FINANCIAL, LLC
November 7, 2007 - October 8, 2014
TD AMERITRADE, INC.
May 29, 2007 - October 30, 2007
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - October 30, 2007
CITIGROUP GLOBAL MARKETS INC.
June 9, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 9, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 27, 2005 - May 30, 2006
WAMU INVESTMENTS, INC.
October 27, 2005 - May 30, 2006
WAMU INVESTMENTS, INC.
July 8, 2004 - October 11, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
May 3, 2004 - October 11, 2005
IDS LIFE INSURANCE COMPANY
May 3, 2004 - October 11, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/2021)
Exams
Current Firm
ROTH BUILDER INVESTMENTS
CRD#: 311169 / SEC#:
Contact information
Red Flags
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