Brian W. Ramsey

FAMILY WEALTH PLANNING PARTNERS

Louisville, KY 40222

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CRD#: 4771161

Professional summary

Brian W Ramsey, CFP®, ChFC® is a registered financial advisor currently at FAMILY WEALTH PLANNING PARTNERS located in Louisville, Kentucky.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 6/2023 - FWPP Insurance LLC; Investment Related; 9200 Shelbyville Road, Ste 103, Louisville, KY 40222; Insurance services, 40+ hrs/week contemporaneous with providing advice through FWPP. FWPP Insurance LLC is licensed with the state of KY and is approved to write insurance business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian W Ramsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

Experience

Current

January 3, 2023 - Present

FAMILY WEALTH PLANNING PARTNERS

Office #1: 9200 Shelbyville Rd Suite 103, Louisville, KY 40222

RIA

CRD#: 323656

Louisville, KY

Past

September 16, 2019 - April 3, 2023

IFP SECURITIES, LLC

CRD#: 297287

Louisville, KY

Past

February 11, 2016 - April 3, 2023

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Louisville, KY

Past

May 7, 2014 - January 25, 2016

MWM ADVISORY

RIA

CRD#: 166411

LOUISVILLE, KY

Past

June 5, 2013 - December 6, 2017

LPL FINANCIAL LLC

CRD#: 6413

LOUISVILLE, KY

Past

May 29, 2013 - February 10, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOUISVILLE, KY

Past

February 26, 2007 - May 24, 2013

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

LOUISVILLE, KY

Past

February 8, 2006 - May 24, 2013

FIFTH THIRD SECURITIES, INC.

CRD#: 628

LOUISVILLE, KY

Past

May 27, 2004 - October 3, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

May 5, 2004 - October 3, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY WEALTH PLANNING PARTNERS

FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA

Registered Investment Advisory firm - (12/19/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/18/2023)

IAR

Kentucky
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2004

General Securities Representative Examination

Current Firm

FAMILY WEALTH PLANNING PARTNERS

FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA

Registered Investment Advisory firm - (12/19/2022 Approved)

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Contact information

Main Address

9200 Shelbyville Rd Suite 103, Louisville, KY 40222

Mailing Address

Phone number

(502) 200-5210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20221031 FORM ADV PART 2A - FWPP (11/14/2025)

Regulatory assets under management

Total Number of Accounts	1,499
AUM (Assets Under Management)	$ 202,281,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian W. Ramsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian W Ramsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

INDEPENDENT FINANCIAL PARTNERS

MWM ADVISORY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FAMILY WEALTH PLANNING PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2004

SIE

Date: 12/6/2017

Series 7

Date: 5/4/2004

Current Firm

FAMILY WEALTH PLANNING PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY WEALTH PLANNING PARTNERS

TRUST BUT VERIFY

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