Harold H. Zondervan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Herman Zondervan was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1968. Harold had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1991 - July 1, 2003
ROYAL SECURITIES COMPANY
January 17, 1989 - February 28, 1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 12, 1973 - January 10, 1989
PRIMUS FINANCIAL SERVICES, INC.
February 27, 1968 - July 14, 1973
C E COOK AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/22/1968
Registered Representative ExaminationCurrent Firm
ROYAL SECURITIES COMPANY
CRD#: 10702 / SEC#: 801-110648, 8-28009
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RSC HOLDINGS, INC. | SHAREHOLDER | |
| DUMEZ, TIMOTHY VAN HAITSMA | PRESIDENT/CHIEF OPERATIONS OFFICER, CCO | 1839802 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
