David G. Zondervan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David George Zondervan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1970. David had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2013 - May 31, 2016
ROYAL ADVISORS, LLC
October 31, 2003 - May 31, 2016
ROYAL SECURITIES COMPANY
November 7, 1981 - October 31, 2003
KENT KING SECURITIES CO., INC.
June 29, 1971 - August 13, 1981
KING AND COMPANY
June 16, 1971 - August 2, 1971
MULTIVEST SECURITIES INC
May 19, 1970 - July 1, 1971
MANLEY, BENNETT, MCDONALD & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/13/1967
Registered Representative ExaminationCurrent Firm
ROYAL ADVISORS, LLC
CRD#: 145006 / SEC#: 801-71049
Contact information
Red Flags
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