MW
Martha L. Weeks
THRIVENT INVESTMENT MANAGEMENT
Lexington, KY
Some features on this profile are disabled
CRD#: 4770977
MW
Professional summary
Martha L Weeks, who also goes by Martha Louise Adams, Martha Louise Adams-hufana, Martha Louise Adams, Martha Louise Weeks, Marti Weeks, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Lexington, Kentucky.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Martha has worked at 8 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha Louise Adams | Martha Louise Adams-Hufana | Martha Louise Adams | Martha Louise Weeks | Marti Weeks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE T-BONES POSITION: Background vocalist NATURE: The T-bones is a 70's classic music band that performs music at local venues. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2025 ADDRESS: 1621 Kensington Way, Lexington KY 40513, United States DESCRIPTION: I only sing background vocals in The T-Bones. RAYS MUSIC EXCHANGE POSITION: Vocalist / Instrumentalist NATURE: Rays Music Exchange provides musical entertainment for upscale restaurants, weddings, and events. The time participation is limited to 3-6 hours of practice per month and up to 6 to 12 hours of performance times that are limited to weekends only, with mostly 3-hour paid performances, sometimes 4 hours. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2017 ADDRESS: 1621 Kensington Way, Lexington KY 40513, United States DESCRIPTION: I participate as a vocalist, percussionist, and keyboardist. I assist my husband with paying the musicians that participate in Rays Music Exchange.
CRS (Client Relationship Summary) - RIA
Click below to view Martha L Weeks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martha L Weeks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Lexington, KY
Current
May 29, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
February 9, 2023 - March 5, 2025
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
LEXINGTON, KY
Past
February 9, 2023 - March 5, 2025
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
LEXINGTON, KY
Past
May 29, 2020 - January 24, 2023
FIRST KENTUCKY SECURITIES CORPORATION
RIA
CRD#: 7524
LEXINGTON, KY
Past
May 29, 2020 - January 24, 2023
FIRST KENTUCKY SECURITIES CORPORATION
BD
CRD#: 7524
LEXINGTON, KY
Past
February 23, 2019 - June 1, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
RIA
CRD#: 25440
LEXINGTON, KY
Past
February 23, 2019 - June 1, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
BD
CRD#: 25440
LEXINGTON, KY
Past
September 11, 2018 - February 21, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Richmond, KY
Past
September 11, 2018 - February 21, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Richmond, KY
Past
October 31, 2016 - September 11, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
Richmond, KY
Past
October 31, 2016 - September 11, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
Richmond, KY
Past
June 25, 2012 - June 20, 2016
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
LEXINGTON, KY
Past
June 25, 2012 - June 20, 2016
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
LEXINGTON, KY
Past
April 4, 2007 - May 1, 2012
EDWARD JONES
RIA
CRD#: 250
NICHOLASVILLE, KY
Past
March 8, 2007 - May 1, 2012
EDWARD JONES
BD
CRD#: 250
NICHOLASVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2025)
RR
Alaska(6/17/2025)
RR
Arizona(6/17/2025)
RR
Arkansas(6/17/2025)
RR
California(6/17/2025)
RR
Colorado(6/17/2025)
RR
Connecticut(6/17/2025)
RR
Delaware(6/17/2025)
RR
District of Columbia(6/17/2025)
IAR
District of Columbia(6/23/2025)
RR
Florida(6/17/2025)
RR
Georgia(6/17/2025)
RR
Hawaii(6/17/2025)
RR
Idaho(6/17/2025)
RR
Illinois(6/17/2025)
RR
Indiana(6/17/2025)
RR
Iowa(6/17/2025)
RR
Kansas(6/17/2025)
RR
Kentucky(5/29/2025)
IAR
Kentucky(5/29/2025)
RR
Louisiana(6/17/2025)
RR
Maine(6/17/2025)
RR
Maryland(6/17/2025)
RR
Massachusetts(6/17/2025)
RR
Michigan(6/17/2025)
RR
Minnesota(6/17/2025)
RR
Mississippi(6/17/2025)
RR
Missouri(6/17/2025)
RR
Montana(6/17/2025)
RR
Nebraska(6/17/2025)
RR
Nevada(6/17/2025)
RR
New Hampshire(6/17/2025)
RR
New Jersey(6/17/2025)
RR
New Mexico(6/17/2025)
RR
New York(6/17/2025)
RR
North Carolina(6/17/2025)
RR
North Dakota(6/17/2025)
RR
Ohio(6/17/2025)
RR
Oklahoma(6/17/2025)
IAR
Oklahoma(6/18/2025)
RR
Oregon(6/17/2025)
RR
Pennsylvania(6/17/2025)
RR
Rhode Island(6/17/2025)
RR
South Carolina(6/17/2025)
RR
South Dakota(6/17/2025)
RR
Tennessee(6/17/2025)
RR
Texas(6/17/2025)
IAR
Texas(6/17/2025)
RR
Utah(6/17/2025)
RR
Vermont(6/17/2025)
RR
Virginia(6/17/2025)
RR
Washington(6/17/2025)
RR
West Virginia(6/17/2025)
RR
Wisconsin(6/17/2025)
RR
Wyoming(6/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/9/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
