Lily Y. Poy

ICONIC WEALTH MANAGEMENT

Fairfax, VA

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CRD#: 4770662

Professional summary

Lily Yee Poy, CFP®, who also goes by Lily Y. Poy, is a registered financial advisor currently at ICONIC WEALTH MANAGEMENT located in Fairfax, Virginia.

Lily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lily has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lily Y. Poy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Yee Poy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 13, 2017 - Present

ICONIC WEALTH MANAGEMENT

RIA

CRD#: 287846

Fairfax, VA

Past

May 16, 2013 - December 8, 2017

OV CAPITAL

RIA

CRD#: 147959

ALEXANDRIA, VA

Past

December 12, 2008 - February 9, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FALLS CHURCH, VA

Past

December 12, 2008 - February 9, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

FALLS CHURCH, VA

Past

July 25, 2007 - November 6, 2008

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

RESTON, VA

Past

July 25, 2007 - November 6, 2008

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

RESTON, VA

Past

October 24, 2005 - August 2, 2007

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

RESTON, VA

Past

September 28, 2005 - August 2, 2007

FERRIS, BAKER WATTS, LLC

CRD#: 285

RESTON, VA

Past

September 30, 2004 - September 29, 2005

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Past

June 23, 2004 - September 27, 2004

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

RESTON, VA

Past

March 17, 2004 - September 27, 2004

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(12/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2004

General Securities Representative Examination

Current Firm

ICONIC WEALTH MANAGEMENT

ICONIC WEALTH MANAGEMENT | ICONIC WEALTH MANAGEMENT LLC

CRD#: 287846 / SEC#:

Virginia

Registered Investment Advisory firm - (3/28/2017 Approved)

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Contact information

Main Address

217 N Royal St, Alexandria, VA 22314

Mailing Address

Phone number

(703) 891-9518

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 15,092,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lily Y. Poy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Yee Poy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OV CAPITAL

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

SCOTTRADE, INC.

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2004

Series 7

Date: 3/16/2004

Current Firm

ICONIC WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ICONIC WEALTH MANAGEMENT

TRUST BUT VERIFY

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