Charles F. Dinise

ADVISORY ALPHA

ONTARIO, CA 91764

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CRD#: 4770465

Professional summary

Charles Fredrick Dinise is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Ontario, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA: DINISE FINANCIAL & INSURANCE SOLUTIONS 1. CHARLES F. DINISE; 7331 CORNERSTONE LANE; INVESTMENT-RELATED; OWNER; 40 HOURS PER WEEK; START DATE: 5/2009; SOLICIT AND SELL FIXED INSURANCE PRODUCTS. 2. 1. CHARLES F. DINISE; 7331 CORNERSTONE LANE; INVESTMENT-RELATED; TAX SERVICES/ACCOUNTING; 6 HOURS PER WEEK; STATE DATE: 2/2013; TAX PREPARATION. 3. DINISE FINANCIAL & INSURANCE SOLUTIONS; ONTARIO, CA 91764; OWNER; INVESTED RELATED NON-SECURITIES; 20 HOURS PER WEEK; START DATE: 5/2009; SOLICIT AND SELL FIXED INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Fredrick Dinise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2018 - Present

ADVISORY ALPHA, LLC

Office #1: 3350 Shelby St. Suite 200, Ontario, CA 91764

RIA

CRD#: 158282

ONTARIO, CA

Past

March 2, 2015 - September 28, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

ONTARIO, CA

Past

March 2, 2015 - September 28, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

May 2, 2011 - February 25, 2015

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

FRESNO, CA

Past

September 3, 2009 - February 25, 2015

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

April 13, 2007 - May 12, 2009

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FONTANA, CA

Past

May 17, 2006 - May 12, 2009

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

July 23, 2004 - April 18, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/22/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

348 S Waverly Rd Suite 100, Holland, MI 49423

Mailing Address

Phone number

(866) 530-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY ALPHA, LLC ADV PART 2A (4/24/2025)

Regulatory assets under management

Total Number of Accounts	22,480
AUM (Assets Under Management)	$ 3,468,083,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles F. Dinise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Fredrick Dinise's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ADVISORY ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2007

Series 63

Date: 7/29/2004

SIE

Date: 9/28/2018

Series 6

Date: 7/22/2004

Current Firm

ADVISORY ALPHA, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ALPHA, LLC

TRUST BUT VERIFY

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