SI
Stacey L. Ireland
LPL ENTERPRISE
DANVILLE, IL
Some features on this profile are disabled
CRD#: 4770464
SI
Professional summary
Stacey Lynn Ireland, who also goes by Stacey Jolley Cushwa, Stacey L. Jolley Cushwa, Stacey Lynn Ireland, Stacey L Ireland, Stacey L. Jolley, Stacey Lynn Jolley, Stacey Jolley, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Danville, Illinois.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Stacey has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacey Jolley Cushwa | Stacey L. Jolley Cushwa | Stacey Lynn Ireland | Stacey L Ireland | Stacey L. Jolley | Stacey Lynn Jolley | Stacey Jolley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/22/2024 - Ireland Insurance & Accounting Group - Property and Casualty - I sell P&C insurance & manage day to day insurance operations. - Not INV Related - At Danville, IL - Start Date 08/01/2024 - 15hrs/mth - 10hrs During Trading 2) 11/26/2024 - Stacey Ireland - Notary - I have a Notary through the State of Illinois and do not charge for it's use. - INV Related - At Danville, IL - Start Date 10/25/2022 - 1hrs/mth - 1hrs During Trading 3) 11/27/2024 - Ireland Insurance & Accounting Group - Tax Prep/Accounting/CPA - I prepare taxes during tax season using TaxAct software under Ireland Insurance and Accounting Group - INV Related - At Danville, IL - Start Date 08/01/2024 - 30hrs/mth - 20hrs During Trading 4) 03/17/2025- Ascend Learning- Outside/W-2 Employment- I will be a Part-Time educator(nights/weekends), which means teaching from a handbook (that Ascend creates) on topics like insurance.- not inv. related- at Leawood, KS- start date 03/12/2025- 20hrs/mnth-0hrs during trading 5) 03/14/2025- Ireland Financial Partners- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 07/01/2023-120hrs/mnth-8hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Lynn Ireland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stacey Lynn Ireland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #2: 28 W North Street Suite 101, Danville, IL 61832RIA
BD
CRD#: 8733
DANVILLE, IL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 28 W North Street Suite 101, Danville, IL 61832RIA
BD
CRD#: 8733
Danville, IL
Past
August 22, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Danville, IL
Past
August 9, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Danville, IL
Past
January 9, 2024 - July 31, 2024
RFG ADVISORY, LLC
RIA
CRD#: 158401
DANVILLE, IL
Past
January 9, 2024 - August 1, 2024
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Birmingham, AL
Past
February 14, 2023 - January 11, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
Danville, IL
Past
February 14, 2023 - January 11, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
June 9, 2022 - January 2, 2023
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
RIA
CRD#: 38357
Champaign, IL
Past
June 9, 2022 - January 2, 2023
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
BD
CRD#: 38357
Champaign, IL
Past
September 18, 2006 - June 7, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
DANVILLE, IL
Past
September 15, 2006 - June 7, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
DANVILLE, IL
Past
February 16, 2005 - September 21, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
DANVILLE, IL
Past
November 16, 2004 - September 21, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
DANVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(11/14/2024)
IAR
Illinois(11/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
