Patrick T. O Leary

BANE O'LEARY LLC

Bloomington, MN 55437

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CRD#: 4770356

Professional summary

Patrick Timothy O Leary, who also goes by Patrick Timothy O'leary, is a registered financial advisor currently at BANE O'LEARY LLC located in Bloomington, Minnesota.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Patrick has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Timothy O'leary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Patrick O'Leary, Sole Proprietor; INV RELATED; Edina, MN ; Insurance sales and services; 01/2014; 10 HR/MON; 5 HR/MON; PRESENTING ILLUSTRATIONS AND PREPARING APPLICATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Timothy O Leary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2017 - Present

BANE O'LEARY LLC

Office #1: 8000 Norman Center Drive Suite 230, Bloomington, MN 55437

RIA

CRD#: 286450

Bloomington, MN

Past

August 27, 2012 - April 28, 2017

BARBER FINANCIAL GROUP

RIA

CRD#: 152043

Minneapolis, MN

Past

July 27, 2012 - August 26, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

MINNEAPOLIS, MN

Past

December 22, 2008 - August 3, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

EDINA, MN

Past

July 12, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 12, 2004 - December 23, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EDINA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/3/2017)

IAR

Minnesota
(4/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2004

General Securities Representative Examination

Current Firm

BANE O'LEARY LLC

CRD#: 286450 / SEC#:

Arizona

Registered Investment Advisory firm - (5/3/2017 Approved)

Colorado

Registered Investment Advisory firm - (9/26/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/10/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/23/2022 Approved)

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Contact information

Main Address

8000 Norman Center Drive Suite 230, Bloomington, MN 55437

Mailing Address

Phone number

(952) 236-4213

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	449
AUM (Assets Under Management)	$ 86,633,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick T. O Leary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Timothy O Leary's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANE O'LEARY LLC

BARBER FINANCIAL GROUP

NATIONAL PLANNING CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2004

SIE

Date: 8/26/2016

Series 7

Date: 7/9/2004

Current Firm

BANE O'LEARY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BANE O'LEARY LLC

TRUST BUT VERIFY

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