William J. Bacho
Professional summary
William J Bacho, who also goes by Bill Bacho, William J Bacho III, William Joseph Bacho III, William Joseph Bacho, William Bacho, Bill Joseph Bacho Iii Mr., William J Bacho, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Boardman, Ohio.
William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William J Bacho's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2022 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1240 Boardman Canfield Rd, Boardman, OH 44512-4044March 15, 2018 - July 15, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 23, 2014 - November 29, 2016
PRUCO SECURITIES, LLC.
January 10, 2013 - February 12, 2014
THE O.N. EQUITY SALES COMPANY
January 22, 2010 - November 29, 2012
W&S BROKERAGE SERVICES, INC.
June 5, 2008 - December 5, 2009
MSI FINANCIAL SERVICES, INC.
April 4, 2008 - December 5, 2009
MSI FINANCIAL SERVICES, INC.
March 25, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 25, 2004 - January 28, 2008
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2023)
(9/2/2022)
(9/2/2022)
(9/2/2022)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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