Louis E. Conrad

COMPASS WEALTH MANAGEMENT

Ayer, MA

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CRD#: 4770097

Professional summary

Louis Eugene Conrad II, who also goes by Louis Eugene Conrad II, is a registered financial advisor currently at COMPASS WEALTH MANAGEMENT, LLC located in Ayer, Massachusetts.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Louis has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Eugene Conrad Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Eugene Conrad II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2010 - Present

COMPASS WEALTH MANAGEMENT, LLC

RIA

CRD#: 130693

Ayer, MA

Past

May 5, 2021 - September 24, 2021

BICKLING FINANCIAL SERVICES, INC.

RIA

CRD#: 128544

CONCORD, MA

Past

March 10, 2004 - July 23, 2010

COMPASS WEALTH MANAGEMENT, LLC

RIA

CRD#: 130693

LEXINGTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/13/2010)

IAR

New Hampshire
(7/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

COMPASS WEALTH MANAGEMENT, LLC

COMPASS INVESTMENT ADVISORS, LLC | COMPASS WEALTH MANAGEMENT, LLC

CRD#: 130693 / SEC#: 801-71641

RIA

Registered Investment Advisory firm - (3/29/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/28/2012 Approved)

New Hampshire

Registered Investment Advisory firm - (4/2/2015 Approved)

Texas

Registered Investment Advisory firm - (11/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ayer, MA

Mailing Address

P.o. Box 115, Ayer, MA 01432-0115

Phone number

(978) 828-5681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 92,578,910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Louis E. Conrad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Eugene Conrad II's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS WEALTH MANAGEMENT, LLC

BICKLING FINANCIAL SERVICES, INC.

COMPASS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

COMPASS WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPASS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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