Wen Hao Chen
Professional summary
Wen Hao Chen, who also goes by Wen Hao Bryan Chen, is a registered financial professional currently at UPMARKET SECURITIES LLC located in Milpitas, California.
Wen Hao is registered as a RR (Registered Representative) and started their career in finance in 2007. Wen Hao has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wen Hao Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2025 - Present
UPMARKET SECURITIES LLC
Office #1: 1525 Mccarthy Boulevard, #1000, Milpitas, CA 95035February 14, 2007 - December 31, 2010
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
(7/18/2025)
(10/1/2025)
(9/13/2025)
(7/21/2025)
(7/21/2025)
Exams
Series 7TO
Date: 6/17/2025
General Securities Representative ExaminationFINRA
Current Firm
UPMARKET SECURITIES LLC
CRD#: 295634 / SEC#: , 8-70120
Contact information
FINRA licenses (37 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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