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Sean R. Sullivan

THRIVEALIKE LLC
MONROE, CT
Some features on this profile are disabled
CRD#: 4769711
SS

Professional summary

Sean Robert Sullivan is a registered financial advisor currently at THRIVEALIKE LLC located in Monroe, Connecticut.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sean has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Robert Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2026 - Present

THRIVEALIKE LLC

RIA
CRD#: 338918
MONROE, CT
Past

July 17, 2023 - January 26, 2026

LIFEWORKS ADVISORS, LLC

RIA
CRD#: 288255
NEWTOWN, CT
Past

July 21, 2022 - July 10, 2023

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
White Plains, NY
Past

July 20, 2022 - July 10, 2023

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
White Plains, NY
Past

September 18, 2017 - July 20, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
NEWTON, CT
Past

September 18, 2017 - July 20, 2022

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
SOUTH NORWALK, CT
Past

March 30, 2017 - September 16, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
PALM BEACH GARDENS, FL
Past

March 7, 2017 - September 16, 2017

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
PALM BEACH GARDENS, FL
Past

May 5, 2014 - October 21, 2016

SECURITIES AMERICA, INC.

BD
CRD#: 10205
NORWALK, CT
Past

November 2, 2012 - May 8, 2014

FSC SECURITIES CORPORATION

BD
CRD#: 7461
NORWALK, CT
Past

December 9, 2011 - June 21, 2012

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
NEW YORK, NY
Past

November 24, 2008 - December 12, 2011

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

March 18, 2004 - November 24, 2008

EASTBROOK CAPITAL GROUP LLC

BD
CRD#: 39781
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/23/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/9/2012
General Securities Principal Examination

Current Firm

TL
THRIVEALIKE LLC
THRIVEALIKE LLC | THRIVEALIKE, LLC

CRD#: 338918 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/9/2026 Approved)
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Contact information

Main Address
Monroe, CT
Mailing Address
Phone number
(203) 292-1185
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THRIVEALIKE LLC

CRD#: 338918Monroe, CT

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