Joseph J. Badolato

KEY INVESTMENT SERVICES LLC

Delmar, NY 12054

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CRD#: 4769496

Professional summary

Joseph John Badolato, who also goes by Joseph J Badolato, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Delmar, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph J Badolato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIVE PINES CAMP; POSITION: Joint Owner NATURE: Short Term Family Vacation Lakefront Rental Property to provide additional annual income and long-term potential capital appreciation; INVESTMENT RELATED: No; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 0; START DATE: 09/01/2013; ADDRESS: 96 Hull Rd, Rainbow Lake NY 12976, United States; DESCRIPTION: My wife, Deborah L. Badolato and I purchased this Vacation Rental Property for short term rentals. My involvement in the business includes maintenance, repairs, improvements, remodeling and upkeep where I spend approx 10 hours per month on weekends; We generate approx $35 - 50K per year in rentals which are fully reported on our tax returns and we pay Franklin County Occupancy Sales Tax annually; This business does not interfere with my roles and responsibilities at Key and is completely separate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Badolato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Badolato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2021 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 370 Delaware Ave, Delmar, NY 12054

RIA

CRD#: 136300

Delmar, NY

Current

January 12, 2016 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 370 Delaware Ave, Delmar, NY 12054

RIA

CRD#: 136300

Delmar, NY

Past

July 1, 2008 - January 13, 2016

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

LOUDONVILLE, NY

Past

June 30, 2008 - January 13, 2016

CITIZENS SECURITIES, INC.

CRD#: 39550

LOUDONVILLE, NY

Past

June 4, 2004 - June 30, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

CLIFTON PARK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/4/2019)

Alaska
(3/11/2016)

California
(3/11/2016)

Connecticut
(3/11/2016)

Delaware
(6/18/2025)

District of Columbia
(3/11/2016)

Florida
(3/11/2016)

Georgia
(3/11/2016)

Hawaii
(3/11/2016)

Idaho
(9/25/2017)

Illinois
(3/11/2016)

Maine
(3/11/2016)

Maryland
(3/11/2016)

Massachusetts
(3/11/2016)

Michigan
(3/11/2016)

Minnesota
(3/11/2016)

Missouri
(5/16/2017)

Nebraska
(3/11/2016)

Nevada
(3/11/2016)

New Hampshire
(3/11/2016)

New Jersey
(3/11/2016)

New Mexico
(3/11/2016)

New York
(1/12/2016)

IAR

New York
(3/26/2021)

North Carolina
(3/14/2016)

Ohio
(3/11/2016)

Pennsylvania
(3/11/2016)

Rhode Island
(3/11/2016)

South Carolina
(3/11/2016)

Tennessee
(5/15/2019)

Texas
(3/11/2016)

Vermont
(3/11/2016)

Virginia
(3/11/2016)

Washington
(2/24/2016)

Wisconsin
(3/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Badolato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Badolato's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Badolato's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2004

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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