Michael Feldman
Professional summary
Michael Feldman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Michael had worked at 4 firms, which includes INVESTORS CAPITAL CORP., GREAT EASTERN SECURITIES INC., GRANTA CAPITAL GROUP LLC, OPPENHEIMER & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2007 - September 1, 2009
INVESTORS CAPITAL CORP.
September 5, 2006 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
April 10, 2006 - September 27, 2006
GRANTA CAPITAL GROUP LLC
June 2, 2005 - March 15, 2006
OPPENHEIMER & CO. INC.
February 7, 2005 - May 24, 2005
GRANTA CAPITAL GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
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