Daniel B. Ziskin

PLANMEMBER SECURITIES

Manhattan Beach, CA

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CRD#: 476947

Professional summary

Daniel Berle Ziskin, CFP®, who also goes by Dan Ziskin, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Manhattan Beach, California.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Daniel has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Ziskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ZISKIN FINANCIAL SERVICES;S CORPORATION; EMPLOYEE START DATE 12/19/11;DBA,ZISKIN-ZUSMER INSURANCE & FINANCIAL SERVICES;;OWNER; 400 MARINE AVE. MANHATTAN BEACH CA;START 4/06; SELLING FIXED INSURANCE LIFE, HEALTH, DISABILITY,LTC ETC; 160- HRS/MNTH; 130 HRS/MNTH DURING TRADING;IR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Berle Ziskin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Daniel Berle Ziskin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

July 31, 2001 - Present

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Manhattan Beach, CA

Current

February 25, 2000 - Present

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Manhattan Beach, CA

Past

December 3, 1998 - January 21, 2000

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Past

January 20, 1996 - November 19, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 10, 1993 - December 31, 1995

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

November 3, 1993 - January 1, 1994

RAYMOND-MARTIN FINANCIAL INC.

CRD#: 28492

Past

August 9, 1993 - September 25, 1993

YAEGER SECURITIES, INC.

CRD#: 10118

Past

July 14, 1992 - September 3, 1993

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

June 25, 1992 - September 25, 1992

RAYMOND-MARTIN FINANCIAL INC.

CRD#: 28492

Past

April 30, 1991 - June 19, 1992

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

March 7, 1990 - April 30, 1991

FINANCIAL WEST INVESTMENT GROUP

CRD#: 17869

Past

December 23, 1989 - September 13, 1991

FIRST AMERICA EQUITIES CORP.

CRD#: 7652

Past

March 20, 1989 - December 23, 1989

FIRST AMERICA EQUITIES CORP.

CRD#: 21473

Past

February 3, 1988 - July 31, 1989

FINANCIAL WEST INVESTMENT GROUP

CRD#: 17869

Past

February 5, 1986 - February 1, 1988

C. L. MCKINNEY & CO., INC.

CRD#: 2735

Past

September 4, 1985 - March 4, 1986

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

January 31, 1985 - August 16, 1985

UR FINANCIAL, INC.

CRD#: 10509

Past

April 21, 1978 - September 24, 1984

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

Past

November 6, 1972 - April 20, 1973

PHILLIP A MICHAEL SECURITIES, INC.

CRD#: 6229

Past

August 15, 1972 - January 13, 1974

SABOT SHAW INC

CRD#: 1000002

Past

August 8, 1972 - September 30, 1972

KENNETH BOVE & CO., INC.

CRD#: 1280

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/25/2000)

IAR

California
(7/31/2001)

Oregon
(11/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/10/1978

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6187 Carpinteria Avenue, Carpinteria, CA 93013

Mailing Address

6187 Carpinteria Avenue, Carpinteria, CA 93013-2060

Phone number

(805) 684-1199

Established

California since 03/12/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

432

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PLANMEMBER WRAP FEE PROGRAM ELITE STRATEGIST DECEMBER 2024 (3/31/2025)

PLANMEMBER SCARBOROUGH BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER OPTIFUND BROCHURE 2023 MARCH (3/31/2025)

PLANMEMBER NON-PLATFORM IRA BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER SCHWAB IAR PROGRAM FEBRUARY 2025 (3/31/2025)

PLANMEMBER RETIREMENT INVESTMENT BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER Q8P IAR PROGRAM 2023 MARCH (3/31/2025)

PLANMEMBER WRAP FEE PROGRAM INVESTMENT SAVINGS PLUS (3/31/2025)

PLANMEMBER PREFERENCE AND IAR BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER WORKPLACE ADVISORY PROGRAM 2023 MARCH (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PLANMEMBER FINANCIAL CORPORATION	OWNER
BOWMAN, BYRON FRANCIS	CHIEF LEGAL OFFICER & SECRETARY	2673117
HALEY, SEAN PATRICK	CHIEF COMPLIANCE OFFICER	2837579
HANSON, STEVEN R	CHIEF FINANCIAL OFFICER / FINOPS	4854600
JANEWAY, TERRALL JOSEPH	EVP/CHIEF OPERATING OFFICER	2947154
ZIEHL, JON MICHAEL	PRESIDENT	707642

Regulatory assets under management

Total Number of Accounts	68,978
AUM (Assets Under Management)	$ 9,035,509,268

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2022	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Ziskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Berle Ziskin's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Daniel Berle Ziskin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

ARAGON FINANCIAL SERVICES, INC.

RAYMOND-MARTIN FINANCIAL INC.

YAEGER SECURITIES, INC.

MERRIMAN CAPITAL, INC.

RAYMOND-MARTIN FINANCIAL INC.

FINANCIAL WEST GROUP

FINANCIAL WEST INVESTMENT GROUP

FIRST AMERICA EQUITIES CORP.

FIRST AMERICA EQUITIES CORP.

FINANCIAL WEST INVESTMENT GROUP

C. L. MCKINNEY & CO., INC.

TITAN/VALUE EQUITIES GROUP, INC.

UR FINANCIAL, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

PHILLIP A MICHAEL SECURITIES, INC.

SABOT SHAW INC

KENNETH BOVE & CO., INC.

Primary Firm SEC Registration

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/1999

Series 63

Date: 8/11/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/15/1985

Series 1

Date: 4/10/1978

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PLANMEMBER SECURITIES CORPORATION

TRUST BUT VERIFY

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