Brian K. Marshburn

BREVITY & ASSOCIATES

Wake Forest, NC

Some features on this profile are disabled

CRD#: 4769215

Professional summary

Brian Kenneth Marshburn, CFP® is a registered financial advisor currently at BREVITY & ASSOCIATES located in Wake Forest, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) MR. BRIAN MARSHBURN IS AN INDEPENDENT INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Marshburn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 13, 2020 - Present

BREVITY & ASSOCIATES

RIA

CRD#: 306435

Wake Forest, NC

Past

November 10, 2017 - December 31, 2019

ANTHEM WEALTH MANAGEMENT, LLC

RIA

CRD#: 288467

RALEIGH, NC

Past

April 22, 2013 - November 13, 2017

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

RALEIGH, NC

Past

April 22, 2013 - November 13, 2017

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

RALEIGH, NC

Past

January 28, 2008 - April 19, 2013

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

KILL DEVIL HILLS, NC

Past

October 25, 2007 - April 19, 2013

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

KILL DEVIL HILLS, NC

Past

May 15, 2007 - November 21, 2007

LPL FINANCIAL LLC

CRD#: 6413

RALEIGH, NC

Past

March 11, 2004 - May 16, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2004

General Securities Representative Examination

Current Firm

BREVITY & ASSOCIATES

BREVITY & ASSOCIATES | BREVITY & ASSOCIATES, LLC

CRD#: 306435 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/13/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Franklinton, NC

Mailing Address

Phone number

(919) 670-5902

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 16,491,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian K. Marshburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Marshburn's CRS (Customer Relationship Summary).

Certified licenses

Experience

BREVITY & ASSOCIATES

ANTHEM WEALTH MANAGEMENT, LLC

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2004

SIE

Date: 11/13/2017

Series 7

Date: 3/10/2004

Current Firm

BREVITY & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BREVITY & ASSOCIATES

TRUST BUT VERIFY

Similar Advisors