John T. Miller

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CRD#: 4768897

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Thomas Miller was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2004. John had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 11, 2007 - October 8, 2014

DHJJ FINANCIAL ADVISORS

RIA

CRD#: 107034

NAPERVILLE, IL

Past

August 4, 2004 - December 19, 2005

WOLF FINANCIAL MANAGEMENT, LLC

CRD#: 44225

OAKBROOK TERRACE, IL

Past

March 1, 2004 - December 19, 2005

WOLF FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 44225

OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DHJJ FINANCIAL ADVISORS

DHJJ FINANCIAL ADVISORS | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS LTD | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS | DHJJ FINANCIAL ADVISORS, LTD.

CRD#: 107034 / SEC#: 801-42639

RIA

Registered Investment Advisory firm - (11/13/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/3/2004

General Securities Representative Examination

Current Firm

DHJJ FINANCIAL ADVISORS

DHJJ FINANCIAL ADVISORS | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS LTD | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS | DHJJ FINANCIAL ADVISORS, LTD.

CRD#: 107034 / SEC#: 801-42639

RIA

Registered Investment Advisory firm - (11/13/1992 Approved)

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Contact information

Main Address

184 Shuman Boulevard Suite 200, Naperville, IL 60563

Mailing Address

Phone number

(630) 420-1360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE FOR DHJJ FINANCIAL ADVISORS (2/14/2025)

Regulatory assets under management

Total Number of Accounts	1,366
AUM (Assets Under Management)	$ 543,508,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DHJJ FINANCIAL ADVISORS

WOLF FINANCIAL MANAGEMENT, LLC

WOLF FINANCIAL MANAGEMENT, LLC

Primary Firm SEC Registration

DHJJ FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/2004

Series 7

Date: 8/3/2004

Current Firm

DHJJ FINANCIAL ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DHJJ FINANCIAL ADVISORS

TRUST BUT VERIFY

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