Erandathi M. Shaw

TANGLEWOOD LEGACY ADVISORS

Houston, TX 77056

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CRD#: 4768836

Professional summary

Erandathi M Shaw, CFP®, who also goes by Erandathi Manjula Amarasekara, Erandathi Amarasekara, E M Shaw, E. Manjula Shaw, Erandathi Manjula Shaw, Manjula Shaw, is a registered financial advisor currently at TANGLEWOOD LEGACY ADVISORS, LLC located in Houston, Texas.

Erandathi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Erandathi has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erandathi M Shaw's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 8, 2016 - Present

TANGLEWOOD LEGACY ADVISORS, LLC

Office #1: One Riverway, Suite 1550, Houston, TX 77056

RIA

CRD#: 127289

Houston, TX

Past

July 14, 2006 - September 1, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

May 12, 2006 - November 28, 2006

MERRILL LYNCH TRUST COMPANY

RIA

CRD#: 108469

HOUSTON, TX

Past

May 12, 2006 - September 1, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 21, 2004 - May 12, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

April 21, 2004 - May 12, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANGLEWOOD LEGACY ADVISORS, LLC

LIFE PRIORITY PLANNING, LLC | TANGLEWOOD LEGACY ADVISORS, LLC

CRD#: 127289 / SEC#: 801-107793

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

Texas

Registered Investment Advisory firm - (5/23/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/2004

General Securities Representative Examination

Current Firm

TANGLEWOOD LEGACY ADVISORS, LLC

LIFE PRIORITY PLANNING, LLC | TANGLEWOOD LEGACY ADVISORS, LLC

CRD#: 127289 / SEC#: 801-107793

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

Texas

Registered Investment Advisory firm - (5/23/2016 Terminated)

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Contact information

Main Address

One Riverway, Suite 1550, Houston, TX 77056

Mailing Address

Phone number

(713) 599-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/2/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 562,079,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erandathi M. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erandathi M Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

TANGLEWOOD LEGACY ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH TRUST COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TANGLEWOOD LEGACY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2004

Series 7

Date: 4/20/2004

Current Firm

TANGLEWOOD LEGACY ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANGLEWOOD LEGACY ADVISORS, LLC

TRUST BUT VERIFY

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