Peter A. Marchioni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter A Marchioni III, who also goes by Peter A Marchioni III, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2004. Peter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2016 - June 22, 2018
ROBERT R. MEREDITH & CO., INC.
January 13, 2014 - October 22, 2014
MHA FINANCIAL CORP
November 6, 2013 - October 22, 2014
MHA FINANCIAL CORP
March 10, 2008 - October 23, 2012
B. RILEY WEALTH ADVISORS, INC.
January 18, 2008 - October 18, 2012
NATIONAL SECURITIES CORPORATION
November 26, 2007 - January 17, 2008
EASTBROOK CAPITAL GROUP LLC
January 22, 2007 - November 9, 2007
1717 CAPITAL MANAGEMENT COMPANY
April 20, 2005 - May 12, 2006
CITIGROUP GLOBAL MARKETS INC.
October 20, 2004 - May 12, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERT R. MEREDITH & CO., INC.
CRD#: 29501 / SEC#: , 8-44108
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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