Matthew T. Latham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Todd Latham was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2004. Matthew had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2008 - July 7, 2026
STRUCTURED WEALTH MANAGEMENT, INC.
July 12, 2006 - July 10, 2008
OBS FINANCIAL
March 25, 2004 - July 10, 2008
OBS BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
STRUCTURED WEALTH MANAGEMENT, INC.
CRD#: 146611 / SEC#: 801-133861
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRUCTURED WEALTH MANAGEMENT, INC.
CRD#: 146611 / SEC#: 801-133861
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 527 |
| AUM (Assets Under Management) | $ 226,890,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
