David H. Zinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hirsch Zinn, who also goes by David H Zinn, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 20 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2010 - January 24, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
July 3, 2003 - April 28, 2006
CARLIN EQUITIES, LLC
April 7, 2003 - May 21, 2003
LEK SECURITIES CORPORATION
July 8, 2002 - March 26, 2003
GREAT EASTERN SECURITIES, INC.
March 22, 2002 - April 30, 2002
WORLDCO, L.L.C.
July 28, 2000 - February 21, 2002
PRINCETON FINANCIAL GROUP, LLC
April 19, 1995 - May 18, 1995
FIRST OPTIONS OF CHICAGO, INC.
September 13, 1994 - December 5, 1994
GLOBAL PARTNERS SECURITIES INC.
February 9, 1994 - August 11, 1994
JOSEPHTHAL & CO., INC.
July 15, 1993 - October 19, 1993
SCHONFELD SECURITIES, LLC
March 1, 1990 - October 16, 1990
KESSLER ASHER CLEARING L.P.
October 19, 1988 - October 26, 1988
FIRST NEW YORK SECURITIES L.L.C.
August 15, 1988 - October 4, 1988
NESHER, INC.
August 23, 1984 - November 17, 1987
PRUDENTIAL EQUITY GROUP, LLC
October 5, 1982 - August 24, 1984
KIDDER, PEABODY & CO. INCORPORATED
March 11, 1982 - March 25, 1983
CRALIN & CO., INC.
January 29, 1982 - July 7, 1982
CRALIN SECURITIES COMPANY
February 24, 1978 - March 2, 1993
MORGAN STANLEY DW INC.
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
April 8, 1969 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/21/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 1/5/1968
Registered Representative ExaminationCurrent Firm
MADISON PROPRIETARY TRADING GROUP, LLC
CRD#: 139818 / SEC#: , 8-67252
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMR CAPITAL TRADING CORP. | DIRECT OWNER | |
| MT TRADING, LLC | MANAGING MEMBER | |
| DELGRECO, SHARON GAIL | CHIEF COMPLIANCE OFFICER | |
| PONZO, MICHAEL SALVATORE | INTERIM CHIEF OPERATING OFFICER | |
| STEIN, HOWARD LAWRENCE | CHIEF FINANCIAL OFFICER/FINOP | 1702619 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
