Murray D. Zinman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murray Donald Zinman was a registered financial professional .
Murray is a previously registered financial professional and started their career in finance in 1969. Murray had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 5, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 1997 - March 21, 2023
BUELL SECURITIES CORP.
September 14, 1995 - December 13, 1996
TUCKER ANTHONY INCORPORATED
September 23, 1991 - September 20, 1995
JOSEPHTHAL & CO., INC.
May 29, 1990 - October 22, 1991
JJC SECURITIES CO., INC.
June 3, 1987 - May 29, 1990
JSC SECURITIES, INC.
July 31, 1984 - June 18, 1987
FAHNESTOCK INTERNATIONAL INC.
January 8, 1976 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
March 21, 1974 - July 19, 1984
UBS FINANCIAL SERVICES INC.
October 2, 1973 - January 24, 1976
FAHNESTOCK INTERNATIONAL INC.
December 19, 1969 - October 19, 1973
WM. H. RYBECK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 8/13/1984
AMEX Put and Call ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 000
Date: 3/21/1974
General Securities Principal ExaminationSeries 1
Date: 12/11/1969
Registered Representative ExaminationCurrent Firm
BUELL SECURITIES CORP.
CRD#: 1342 / SEC#: , 8-22058
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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