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Jared Steinberg Vegosen

DV EQUITIES
CHICAGO, IL
·CRD# 4768441·22 years experience

Professional Summary

Jared Steinberg Vegosen is a registered financial advisor currently at DV EQUITIES located in Chicago, Illinois. Jared is registered as a RR (Registered Representative) and started their career in finance in 2004. Jared has worked at 5 firms and has passed the Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

DV EQUITIES·CRD# 312688
BD
425 S. Financial Place Suite 2800, Chicago, IL 60605
April 17, 2026 - Present
DV SECURITIES, LLC·CRD# 305134
BD
Chicago, IL
September 9, 2020 - June 28, 2021
ROSENTHAL GLOBAL SECURITIES LLC·CRD# 19721
BD
Chicago, IL
April 30, 2007 - September 24, 2012
TRANSMARKET GROUP L.L.C.·CRD# 15657
BD
Chicago, IL
June 16, 2004 - May 22, 2007
GELBER SECURITIES, LLC·CRD# 18367
BD
Chicago, IL
April 20, 2004 - June 14, 2004

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Current Firm

DE
DV EQUITIES

DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC

CRD#: 312688 / SEC#: 8-70659
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Mailing Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Phone Number

(312) 837-0649

Established

Delaware since 12/09/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP, LLCMEMBER—
CARLINO, ERIC JAMESDIRECTOR OF FIXED INCOME/TRADING PRINCIPAL2898311
KATZ, SHIFRACHIEF COMPLIANCE OFFICER7166902
MEHTA, AMANCHIEF FINANCIAL OFFICER7306797

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Jul 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jared Steinberg Vegosen's CRS (Customer Relationship Summary).

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