SH
Stuart H. Hawver
STU HAWVER, CFA, MBA
MOCKSVILLE, NC
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CRD#: 4767956
SH
Professional summary
Stuart Howe Hawver is a registered financial advisor currently at STU HAWVER, CFA, MBA, LLC located in Mocksville, North Carolina.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stuart has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Howe Hawver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2004 - Present
STU HAWVER, CFA, MBA, LLC
RIA
CRD#: 128027
MOCKSVILLE, NC
Past
May 8, 2017 - December 31, 2018
DAVIDSON CAPITAL
RIA
CRD#: 118725
Mocksville, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(6/25/2012)
IAR
North Carolina(12/1/2010)
Exams
Current Firm
SH
STU HAWVER, CFA, MBA, LLC
STU HAWVER, CFA, MBA, LLC | STU HAWVER, CPA CFA, MBA, LLC
CRD#: 128027 / SEC#:
Colorado
Registered Investment Advisory firm - (12/31/2010 Terminated)Montana
Registered Investment Advisory firm - (3/13/2012 Approved)New Hampshire
Registered Investment Advisory firm - (6/25/2012 Approved)North Carolina
Registered Investment Advisory firm - (8/26/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Mocksville, NC
Mailing Address
Phone number
(704) 608-1219
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 23,779,355 |
Red Flags
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