Albert W. Zimmermann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Walter Zimmermann JR, who also goes by Jerry Zimmermann, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1973. Albert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 24, Series 10, Series 9 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2014 - January 12, 2016
OAK HILLS SECURITIES, INC.
August 11, 2005 - October 15, 2014
ROSS, SINCLAIRE & ASSOCIATES, LLC
March 14, 2005 - August 9, 2005
INTL ADVISORY CONSULTANTS INC.
February 19, 2004 - June 28, 2005
STERNE, AGEE & LEACH, INC.
January 21, 2004 - June 28, 2005
STERNE, AGEE & LEACH, INC.
October 18, 2000 - January 22, 2004
STEPHENS
September 19, 2000 - January 22, 2004
STEPHENS
October 1, 1999 - August 24, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 25, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
September 1, 1992 - September 24, 1996
CITIGROUP GLOBAL MARKETS INC.
July 25, 1988 - September 3, 1992
A. WEBSTER DOUGHERTY & CO., INCORPORATED
December 21, 1983 - June 21, 1988
RAYMOND JAMES & ASSOCIATES, INC.
June 23, 1976 - January 12, 1984
A. WEBSTER DOUGHERTY & CO., INCORPORATED
August 23, 1973 - January 21, 1975
A. WEBSTER DOUGHERTY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/20/1973
Registered Representative ExaminationCurrent Firm
OAK HILLS SECURITIES, INC.
CRD#: 145579 / SEC#: , 8-67740
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
