Clifton S. Mc Millan

WHITE WING WEALTH MANAGEMENT

THE WOODLANDS, TX 77380

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CRD#: 4767845

Professional summary

Clifton Scott Mc Millan, who also goes by Clifton Scott Mcmillan, is a registered financial advisor currently at WHITE WING WEALTH MANAGEMENT, LLC located in The Woodlands, Texas.

Clifton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Clifton has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clifton Scott Mcmillan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott McMillan is the owner of a rental property. He spends 0 hours a month on this activity during trading hours and 1 hour a month on this activity outside of trading hours. He receives no yearly compensation from this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifton Scott Mc Millan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2015 - Present

WHITE WING WEALTH MANAGEMENT, LLC

Office #1: 10001 Woodloch Forest Drive Suite 515, The Woodlands, TX 77380

RIA

CRD#: 226524

THE WOODLANDS, TX

Past

July 10, 2009 - July 30, 2015

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

THE WOODLANDS, TX

Past

July 10, 2009 - July 30, 2015

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

THE WOODLANDS, TX

Past

February 10, 2006 - July 16, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

THE WOODLANDS, TX

Past

December 13, 2005 - July 16, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

THE WOODLANDS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITE WING WEALTH MANAGEMENT, LLC

CRD#: 226524 / SEC#: 801-124733

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Texas

Registered Investment Advisory firm - (5/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2005

General Securities Representative Examination

Current Firm

WHITE WING WEALTH MANAGEMENT, LLC

CRD#: 226524 / SEC#: 801-124733

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Texas

Registered Investment Advisory firm - (5/6/2022 Terminated)

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Contact information

Main Address

10001 Woodloch Forest Drive Suite 515, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 764-5305

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WHITE WING WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (3/8/2025)

Regulatory assets under management

Total Number of Accounts	473
AUM (Assets Under Management)	$ 151,924,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clifton S. Mc Millan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifton Scott Mc Millan's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WHITE WING WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2006

SIE

Date: 7/30/2015

Series 7

Date: 12/12/2005

Current Firm

WHITE WING WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITE WING WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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