Andrew S. Jacobs
Professional summary
Andrew Scott Jacobs, AIF®, ChFC®, who also goes by Andy Jacobs, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Cloud, Minnesota and CETERA WEALTH SERVICES, LLC located in St Cloud, Minnesota.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Scott Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1407 33rd St S, St Cloud, MN 56301August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1407 33rd Street South, St Cloud, MN 56301January 15, 2014 - October 20, 2021
CRI SECURITIES, LLC
January 15, 2014 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
April 19, 2004 - October 20, 2021
CRI SECURITIES, LLC
April 19, 2004 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
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(8/22/2025)
(8/10/2023)
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(8/11/2023)
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(10/22/2025)
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(9/11/2024)
(5/21/2024)
(8/10/2023)
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(10/5/2023)
(8/10/2023)
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(8/10/2023)
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(9/17/2024)
(8/10/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Cloud, MN 56301TRUST BUT VERIFY
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