Dennis P. Mcintosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Preston Mcintosh, who also goes by Dennis P Mcintosh, Dennis Mcintosh, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2006. Dennis had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2014 - October 27, 2015
SEIDMAN PRIVATE ADVISORS LLC
June 3, 2014 - October 29, 2015
EAGLE STRATEGIES LLC
May 19, 2014 - October 29, 2015
NYLIFE SECURITIES LLC
June 20, 2012 - November 7, 2012
WADDELL & REED
June 20, 2012 - November 7, 2012
WADDELL & REED
December 1, 2011 - May 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2011 - May 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2010 - August 11, 2010
VALIC FINANCIAL ADVISORS, INC.
June 1, 2010 - August 11, 2010
VALIC FINANCIAL ADVISORS, INC.
May 7, 2008 - May 25, 2010
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
May 1, 2008 - May 25, 2010
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
June 30, 2006 - December 18, 2007
LOWELL & COMPANY, INC.
June 21, 2006 - December 18, 2007
LOWELL & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEIDMAN PRIVATE ADVISORS LLC
CRD#: 132337 / SEC#: 801-63417
Contact information
Red Flags
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