Lindsay R. Lingo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsay Renee Lingo was a registered financial professional .
Lindsay is a previously registered financial professional and started their career in finance in 2006. Lindsay had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2023 - June 16, 2026
SIGNAL ADVISORS WEALTH, LLC
February 17, 2022 - June 28, 2022
MUTUAL SECURITIES, INC.
June 14, 2021 - June 28, 2022
MUTUAL ADVISORS, LLC
September 29, 2010 - July 30, 2021
SOWELL MANAGEMENT
May 30, 2008 - December 31, 2008
FIRST ALLIED SECURITIES, INC.
June 6, 2007 - May 30, 2008
FFP SECURITIES, INC.
January 30, 2006 - April 26, 2007
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086 / SEC#: 801-127017
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/17/2022
General Securities Representative ExaminationCurrent Firm
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086 / SEC#: 801-127017
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,250 |
| AUM (Assets Under Management) | $ 1,352,814,108 |
Red Flags
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