Nicole S. Wasiakowski

BRIGHTSIDE WEALTH PLANNING

Center Valley, PA 18034

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CRD#: 4767591

Professional summary

Nicole Schenk Wasiakowski, who also goes by Nicole Schenk, is a registered financial advisor currently at BRIGHTSIDE WEALTH PLANNING, LLC located in Center Valley, Pennsylvania.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nicole has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole Schenk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fundraising Coordinator for St Thomas More Soccer Club; Not Investment Related; Allentown, PA; Role is Fundraising Coordinator for a non profit soccer club; start date: 1/13/2025; 2-4 hours per month; 0 hours devoted during securities trading hours; duties include organizing and managing club fundraisers to raise money for the soccer club.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Schenk Wasiakowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2024 - Present

BRIGHTSIDE WEALTH PLANNING, LLC

Office #1: 3477 Corporate Parkway Suite 100, Center Valley, PA 18034

RIA

CRD#: 327899

Center Valley, PA

Past

September 22, 2022 - January 17, 2024

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Center Valley, PA

Past

September 20, 2022 - September 20, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

CENTER VALLEY, PA

Past

September 20, 2022 - January 26, 2024

LPL FINANCIAL LLC

CRD#: 6413

CENTER VALLEY, PA

Past

April 23, 2008 - September 6, 2022

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

June 5, 2007 - September 6, 2022

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

August 16, 2004 - March 12, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CENTER VALLEY, PA

Past

May 5, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 5, 2004 - March 12, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CENTER VALLEY, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/31/2024)

IAR

Pennsylvania
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2004

General Securities Representative Examination

Current Firm

BRIGHTSIDE WEALTH PLANNING, LLC

CRD#: 327899 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/31/2024 Approved)

North Carolina

Registered Investment Advisory firm - (1/10/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/2/2024 Approved)

Texas

Registered Investment Advisory firm - (9/21/2023 Conditional Restricted)

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Contact information

Main Address

3477 Corporate Parkway Suite 100, Center Valley, PA 18034

Mailing Address

Phone number

(484) 224-3478

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 74,149,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicole S. Wasiakowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Schenk Wasiakowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SEI INVESTMENTS DISTRIBUTION CO.

SEI INVESTMENTS MANAGEMENT CORP

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2004

Current Firm

BRIGHTSIDE WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIGHTSIDE WEALTH PLANNING, LLC

TRUST BUT VERIFY

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