Thomas J. Morgan

MASSEY MORGAN WEALTH MANAGEMENT

MEDFORD, NJ

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CRD#: 4767569

Professional summary

Thomas J Morgan, who also goes by Thomas J. Morgan, Tom Morgan, is a registered financial advisor currently at MASSEY MORGAN WEALTH MANAGEMENT, LLC located in Medford, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Thomas has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas J. Morgan | Tom Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MASSEY MORGAN FINANCIAL SOLUTIONS, LLC, 520 STOKES RD SUITE A-1, MEDFORD, NJ THOMAS J MORGAN IS OWNER & PARTNER OF COMPANY. HE SPENDS APPROX 2% OF HIS TIME IN THIS BUSINESS. ALTHOUGH MR. MORGAN IS AN INSURANCE LICENSED AGENT, HE DOES NOT PERSONALLY ACTIVELY SOLICIT INSURANCE/ANNUITY BUSINESS. MR. MORGAN'S PARTNER IS RESPONSIBLE FOR THE INSURANCE,ANNUITY & LTC BUSINESS GENERATED BY THE COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas J Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2012 - Present

MASSEY MORGAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 160821

MEDFORD, NJ

Past

May 28, 2009 - February 29, 2012

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

MEDFORD, NJ

Past

November 14, 2007 - June 12, 2008

KALOS CAPITAL, INC.

CRD#: 44337

SHAMONG, NJ

Past

August 4, 2004 - May 26, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/7/2012)

IAR

Pennsylvania
(12/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/3/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MASSEY MORGAN WEALTH MANAGEMENT, LLC

MASSEY MORGAN | MASSEY MORGAN WEALTH MANAGEMENT, LLC

CRD#: 160821 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/7/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/12/2022 Approved)

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Contact information

Main Address

Medford, NJ

Mailing Address

Phone number

(609) 975-8020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas J Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASSEY MORGAN WEALTH MANAGEMENT, LLC

AMERICAN INVESTMENT SERVICES

KALOS CAPITAL, INC.

USALLIANZ SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2009

Series 63

Date: 7/7/2004

Series 6

Date: 8/3/2004

Current Firm

MASSEY MORGAN WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

MASSEY MORGAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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