Ronald L. Brown
KEYSTONE FINANCIAL GROUP
LEXINGTON, KY 40503
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CRD#: 4767512
Professional summary
Ronald Lucas Brown II, CFP®, who also goes by Ronald Brown, is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Lexington, Kentucky.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ronald has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronald Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/01/2014: NO BUSINESS NAME - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT -SELLING LIFE INSURANCE DIRECT WITH NATIONAL GUARDIAN LIFE INSURANCE COMPANY.
(2) 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - REGISTERED INVESTMENT ADVISOR: (HYBRID) KEYSTONE FINANCIAL GROUP - 50% OF TIME SPENT - I AM NOT PROVIDING FINANCIAL PLANS OR ADVICE FOR HOURLY OR FIXED FEES.
(3) 05/14/2014: NO BUSINESS NAME - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - NON-VARIABLE INSURANCE - 2% OF TIME SPENT - SELLING LIFE, DISABILITY AND LONG TERM CARE INSURANCE DIRECT WITH CRUMP LIFE INSURANCE SERVICES.
(4) 12/26/2014: R.L. BROWN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - START 12/24/2014 - 160 HR/MO 100 DURING SECS TRDG HRS
(5) 07/03/2015: NO BUSINESS NAME - INV REL - 135 WEST MAIN ST. SUITE 200 LEXINGTON, KY 40507 - REAL ESTATE RENTAL - START 07/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - SUBLEASING THE UPSTAIRS SUITE (UNIT 300) TO AN ACCOUNTING/BRAND MANAGEMENT FIRM NAMED ATHLETE ESSENTIALS GROUP LLC
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Lucas Brown II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
March 31, 2014 - Present
KEYSTONE FINANCIAL GROUP, LLC
Office #1: 535 Wellington Way Suite 260, Lexington, KY 40503RIA
CRD#: 170201
LEXINGTON, KY
Past
June 3, 2009 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEXINGTON, KY
Past
June 3, 2009 - December 21, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LEXINGTON, KY
Past
January 1, 2008 - June 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEXINGTON, KY
Past
January 1, 2008 - June 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEXINGTON, KY
Past
November 29, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
LEXINGTON, KY
Past
October 7, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(3/31/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503
Mailing Address
Phone number
(859) 317-8316
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,153 |
| AUM (Assets Under Management) | $ 1,858,938,537 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL GROUP, LLC
CRD#: 170201Lexington, KY 40503TRUST BUT VERIFY
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