Matthew M. Wagar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Michael Wagar, who also goes by Matt Wagar, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2004. Matthew had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2004 - November 8, 2012
TRINITY SECURITIES, INC.
July 26, 2004 - October 21, 2004
DBA THE DELTA COMPANY
March 18, 2004 - July 22, 2004
THE CHAMPION GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY SECURITIES, INC.
CRD#: 44857 / SEC#: , 8-50858
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORK, JOHN VERNON | PRESIDENT/CEO/CCO | |
| ROOMSBURG, ROBERT STANLEY | EXECUTIVE VICE PRESIDENT | 1347467 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
